Feb 2025

Ethics and Integrity interview question about Client Onboarding Compliance for Entry-Level Commercial Banking

What steps would you take to onboard a new SME client while ensuring compliance with European banking regulations?

Commercial Banking

Ethics and Integrity

Asked at

ING Bank

Difficulty :

Easy

Explanation

This question assesses your knowledge of compliance procedures and ability to implement them during onboarding. Recruiters are looking for your understanding of KYC, AML, and GDPR regulations in the European context. Common pitfalls include failing to address specific compliance requirements or providing vague answers. A strong answer demonstrates a clear understanding of regulatory steps and their importance. Preparation involves reviewing European banking compliance guidelines.

Answer Example

I would start by conducting a detailed KYC process, verifying the client’s identity, business registration, and financial history. Additionally, I would ensure adherence to GDPR by securing client consent for data handling and perform AML checks using sanction screening tools. For example, I identified a potential risk during onboarding when a client’s transaction patterns raised red flags, leading to further investigation and ensuring compliance with European AML regulations.

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Feb 2025

What steps would you take to onboard a new SME client while ensuring compliance with European banking regulations?

Ethics and Integrity

Asked at

ING Bank

Difficulty :

Easy

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Explanation

Answer Example

Also check out

How do you collaborate with other departments, like artists and programmers, during the game design process?

Communication Skills

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Electronic Arts

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Easy

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What tools and technologies do you use in your surveying process?

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Asked at

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Difficulty :

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What steps would you take to ensure compliance with risk management regulations for a global banking client?

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Asked at

PwC

Difficulty :

Medium

How do you ensure your designs are accessible to all users, including those with disabilities?

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Asked at

Microsoft

Difficulty :

Medium

Designed to be stress-free.

Step 1: Upload Resume

Step 2: Paste Job Description

Step 3:Download and Apply

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Step 1:
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Step 2:
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Download and Apply